Twelve more firms settle with SEC on recordkeeping failures over messaging apps (BX:NYSE)


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Twelve financial firms, including Blackstone (NYSE:BX), KKR (NYSE:KKR), Charles Schwab (NYSE:SCHW) and Apollo Capital Management (NYSE:APO), agreed to pay a total of $63M to settle a Securities and Exchange Commission investigation into recordkeeping failures, the SEC said on Monday.

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